News

9 August 2011
FMA announces appointment and reappointments to Code Committee See news release

28 October 2010
Adviser regulation ready to 'go-live' on 1 December See news release

21 September 2010
Minister approves code of conduct for financial advisers See Minister's news release

27 August 2010
Publication: Issues Paper in relation to the 2nd draft of the Code of Professional conduct for Authorised Financial Advisers     See publication PDF (272 KB)

20 August 2010
Revised Code of Professional Conduct for Authorised Financial Advisers Submitted    See news release

30 July 2010
The Code Committee today formally recommended that the Commissioner for Financial Advisers consider and approve the Draft Code of Professional Conduct for Authorised Financial Advisers.
See news release

25 June 2010
The Financial Service Providers (Pre-Implementation Adjustments) Act which amends the regulatory framework established under the Financial Advisers Act 2008 and the Financial Service Providers (Registration and Dispute Resolution) Act 2008 has been passed by Parliament.

Please see the Code Committee update on the next steps for finalisation of the Code.